Approved Broker List

• Academy Securities
• Bank of America Merrill Lynch
• Barclays
• BNY Mellon
• Citigroup
• Credit Suisse
• Daiwa Capital
• JP Morgan
• Market Axess
• Morgan Stanley
• RBC Capital Markets
• Stifel
• TD Securities
• UBS
• US Bank
• Wells Fargo

Approved Direct Issuers List

• BNY Mellon
• Toyota Motor Credit
• Natixis NY

Broker/Dealer Qualification Criteria

The Broker/Dealer Qualification Criteria, on page 15 of the City Treasurer's Investment Policy, is established to guide the City Treasurer Investment staff in their qualification of broker/dealers. This criteria is reviewed by the City Treasurer's Investment Advisory Committee.